Comprehensive financial statement audit, review and compilation for your organization.
Regulation Crowdfunding audit and review services are specialized financial examinations that verify compliance with SEC requirements for companies raising capital through Title III of the JOBS Act. According to the Securities and Exchange Commission, these independent financial statement audits and reviews are required based on offering amount—with reviews mandatory for campaigns raising $107,000 to $535,000, and audits required for offerings exceeding $535,000.
At Dimov Audit, we provide these specialized audit and review services to help crowdfunding campaigns meet SEC regulations, maintain investor confidence, and achieve successful capital raises under Regulation CF.
Regulation CF, established under Title III of the JOBS Act, allows companies to raise up to $5 million in capital within a 12-month period from both accredited and non-accredited investors. This exemption democratizes investment opportunities but comes with stringent regulatory requirements that extend far beyond your initial campaign launch.
The framework combines elements of public company disclosure standards with private placement flexibility. Companies must file Form C with the SEC at least 21 days before accepting investments, provide detailed business descriptions, and submit financial statements that meet specific quality thresholds based on offering size.
The level of financial statement scrutiny increases with your fundraising target:
These tiered requirements reflect the SEC's balanced approach to capital formation and investor protection. While smaller offerings face reduced compliance burdens, larger campaigns demand institutional-grade financial reporting that provides meaningful assurance to retail investors.
At Dimov Audit, we understand the importance of financial transparency and regulatory compliance for successful crowdfunding campaigns. Our team of seasoned professionals is committed to ensuring that your crowdfunding efforts meet all necessary regulatory requirements while maintaining investor trust.
Our audit services include a thorough examination of your financial records, ensuring that all information is accurate, complete and in full compliance with SEC regulations. Independent audits verify the accuracy of your financial statements, assess the adequacy of internal controls, and confirm compliance with generally accepted accounting principles. This level of scrutiny not only helps you meet regulatory requirements but also builds trust with potential investors, providing them with the confidence they need to support your campaign.
For campaigns that may not require a full audit, our review services offer a cost-effective alternative. We conduct a detailed analysis of your financial statements to identify any discrepancies or areas of concern. Our reviews are less extensive than audits but still provide a valuable layer of oversight, ensuring that your financial reporting is up to standard and that potential investors can trust the information presented.
Regulation CF compliance extends years beyond your campaign closing date. Companies must file annual reports within 120 days of each fiscal year-end, disclosing material changes and providing updated financial statements. We provide continued guidance to help you maintain regulatory standing throughout your post-campaign period. For a comprehensive guide to Regulation CF compliance requirements, understanding these ongoing obligations is essential.
At Dimov Audit, we go beyond just providing audit and review services. We partner with you to offer strategic guidance throughout your campaign. This includes advising on best practices for financial reporting, helping you understand and meet SEC requirements and offering insights into how to present your financial data in a way that resonates with investors.
We work closely with our clients to understand the specific requirements of their crowdfunding campaign. Technology startups face different financial reporting challenges than real estate ventures or consumer product companies, and we customize our procedures accordingly while maintaining consistent application of professional standards.
Transparency is key to attracting and retaining investors in a Title III crowdfunding campaign. By partnering with Dimov Audit, you demonstrate your commitment to financial integrity and regulatory compliance. Our services help you present a clear and accurate financial picture to your investors, boosting their confidence in your campaign and increasing the likelihood of successful fundraising.
Our methodology involves a thorough review of financial statements, assessment of internal controls, and ensuring adherence to accounting principles. We examine source documents, verify account balances, assess revenue recognition policies, and evaluate the reasonableness of management estimates.
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Our dedicated team is ready to assist you on your path to financial success.
211 E 43rd St Suite 7-100
New York, NY 10017
United States
401 NW 31ST AVE
MIAMI FL 33125-4228
United States
Our in-depth knowledge of Title III Crowdfunding Audit & Review Services ensures that your financial statements are fully compliant with SEC regulations. This compliance is crucial for maintaining investor confidence and avoiding legal pitfalls that could jeopardize your campaign.
No two crowdfunding campaigns are alike and a one-size-fits-all approach to audits and reviews simply won't cut it. We offer customized services designed to meet the unique needs of your campaign. Whether you're a tech startup seeking to disrupt the market or a small business looking to expand, we tailor our services to ensure your financial statements reflect your campaign's specific goals and challenges.
As an AICPA peer-reviewed firm, we provide reliable, detailed and quick audits for clients. We meet rigorous quality control standards that ensure consistent professional excellence across every engagement.
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A critical component of any successful Title III crowdfunding campaign is the accuracy and transparency of your financial statements. Companies with clean audit opinions typically achieve funding targets faster and at better valuations than those providing minimal compliance disclosures or struggling with financial statement qualifications.
Beyond meeting regulatory minimums, quality financial statements demonstrate operational maturity. They show that management implements proper accounting controls, understands financial performance drivers, and maintains the infrastructure necessary for sustainable growth.
Companies seeking to raise more than $535,000 through Regulation CF must provide audited financial statements. This requirement ensures investor protection while enabling access to significant capital from retail investors.
If you've previously sold securities through Regulation CF, you must provide audited financial statements regardless of current offering amount. This requirement ensures consistent transparency standards for companies with existing crowdfunding investors.
Even when not strictly required, independently audited or reviewed statements provide powerful credibility signals. Investors evaluate management credibility alongside business fundamentals, and professional financial reporting distinguishes serious operations from amateur ventures.
Launching a crowdfunding campaign under Title III of the JOBS Act is a significant undertaking, one that requires not just creative vision but also a strong commitment to financial transparency and regulatory compliance. At Dimov Audit, we provide the expertise and support you need to succeed. Our Title III Crowdfunding Audit & Review Services are designed to help you meet SEC requirements, build investor trust and ultimately achieve your fundraising goals.
If you're ready to take your crowdfunding campaign to the next level, we're here to help. Contact us today to learn more about how Dimov Audit can support your Title III crowdfunding efforts with our specialized audit and review services. With our expert team you can move forward with confidence, knowing that your financial reporting is in the best possible hands.
For insights on understanding audit costs for your specific situation, we're here to provide transparent guidance throughout your journey.
Financial statement requirements depend on your offering amount. Campaigns raising up to $107,000 need officer-certified statements. Offerings between $107,000 and $535,000 require reviewed financial statements. Amounts exceeding $535,000 mandate independently audited financial statements. Companies that previously raised capital through Regulation CF must provide audited statements regardless of current offering size.
The duration varies based on company size and complexity. The audit process generally includes planning, fieldwork, and wrap-up phases. We work closely with our clients to ensure audits are efficient and effective while maintaining the highest standards of quality and compliance.
Reviews provide limited assurance through inquiry and analytical procedures without extensive substantive testing. Audits offer reasonable assurance through comprehensive examination including confirmation, observation, and detailed transaction testing. Audits require significantly more time and provide higher confidence levels, reflected in stronger assurance language within the accountant's report.
No. Independence requirements prohibit CPAs from auditing or reviewing financial statements they prepared. The Securities and Exchange Commission requires independent verification to ensure objective evaluation. Companies must engage separate firms for preparation versus audit services, maintaining the independence that gives investors confidence in financial statement reliability.
Missing Form C-AR deadlines creates SEC compliance violations that can disqualify you from future Regulation CF offerings. The SEC may impose penalties, and investors could potentially demand rescission of their investments. Establishing systematic compliance procedures during campaign planning prevents these problems.
Not for your first Regulation CF offering. However, if you've previously sold securities through Regulation CF, you must provide audited financial statements regardless of current offering amount. This requirement ensures consistent transparency standards for companies with existing crowdfunding investors, protecting retail investors through enhanced disclosure quality.
211 E 43rd St Suite 7-100
New York, NY 10017
United States